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Home » Courses » Fraud Management & Anti-Money Laundering Awareness Certification Level 2 » Module 21 : The HMT Sanctions List and Client Identification
Module 21 : The HMT Sanctions List and Client Identification
Summary / What you Will Learn: The financial regime Understanding financial sanctions Reporting to HM Treasury What client information you need to collect Identifying clients 21.1 The UK Financial Regime The UK financial sanctions regime is not a single Parliamentary Act, but rather the requirements of a number of resolutions set out by UN Security Councils, UK Statutory Instruments,and EU Regulations. The UK also meets the EU investment and trade sanction bans. The ...
Lessons
- Module 1: Fundamental Concepts
- Module 2 : The Human Element of Fraud
- Module 3 : Financial Crime
- Module 4 : Fraud Analysis
- Module 5 : The Analytical Process
- Module 6 : Methodologies
- Module 7 : Identity Theft
- Module 8 : Correlation, Trend Analysis
- Module 9 : The Fraud Management Process
- Module 10 : Bribery and Corruption
- Module 11 : Fraud Detection
- Module 12 : Fraud Solutions
- Module 13 : Taking Action
- Module 14 : Bank Fraud
- Module 15: The Investigative Process
- Module 16: New Fraud Tools
- Module 17: What is Money Laundering?
- Module 18: Methods of Money Laundering
- Module 19 : An Introduction to Money Laundering Regulations
- Module 20 : The Proceeds of Crime and Terrorism Acts
- Module 21 : The HMT Sanctions List and Client Identification
- Module 22 : The Financial Services and Markets Act
- Module 23 : Record Keeping and Training
- Module 24 : Disclosure to the NCA
- Module 25 : Internal Reporting / Staff Training
